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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-05-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2026 | Present |
| Unemployed | Centennial | CO | 04/2025 | 03/2026 |
| Scott Sparks | Denver | CO | 03/2022 | 04/2025 |
| Jpmorgan Securities Llc | Denver | CO | 05/2012 | 03/2022 |
| Northwestern Mutual Investment Services Llc | Denver | CO | 04/2022 | 04/2025 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 10/2022 | 04/2025 |
| Kevin Luchetta | New York | NY | 03/2026 | Present |
| Stephen Schwartz | New York | NY | 03/2026 | Present |
| James Dinardo | New York | NY | 03/2026 | Present |
| Northwestern Mutual Investment Services Llc | New York | NY | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-16 |
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