Amber Wells

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 12/2016
  Ubs
  Denver, CO
• 12/2016 → Present
  Ubs Financial Services Inc.
  Houston, TX

Previous Registrations

• 2013-02-13 → 2015-07-13
  Raymond James & Associates, Inc.
  Houston, TX
• 2011-02-14 → 2013-02-13
  Morgan Keegan & Company, Llc
  Houston, TX

Other Businesses

Amber Turpin & Ty Turpin / United States / 1607A W 24th St. Houston, TX 77008 / My husband and I bought a new house and are renting out our old house to a tennant / Real Estate / I am the landlord of the property and renting it out. / I am a landlord of the property / Receive Compensation?: YES / Investment in Company?: YES; 50% / Start Date 4/1/2020

Exams

• S66 Uniform Combined State Law Examination
  2011-02-11

Other Names

• Amber Marie Laird
• Amber Turpin
• Amber Laird