Best Investors Account Sign in
Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2013-07-17
  • MI RA
    APPROVED
    Since 2013-07-17

Branch Locations

1641 S Milford Rd Ste C103, Highland, MI 48357 • United States

271 Woodland Pass Suite 210, East Lansing, MI 48823 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. East Lansing MI 06/2010 Present
Raymond James Financial Services Advisors Inc. East Lansing MI 07/2013 Present
Other Businesses

Name of Business : Ballard Wealth Group Address: 271 Woodland Pass Ste 210,East Lansing, MI Nature of the Business: Support Company/DBA (Non-Owner) Position/Title: Administration Investment Related:No Start Date: 11/01/2017 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Support the Branch Manager with client service

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-06
  • S66 Uniform Combined State Law Examination
    2013-07-06
Other Names
  • Nora Jean O'BRien
  • Nora Jean Rumbold

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Highland, MI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor