John Malarney

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 05/2017
  Morgan Stanley Smith Barney Llc
  Plano, TX
• 02/2015 → 12/2018
  Morgan Stanley Private Bank, National Association
  New York, NY
• 05/2017 → 12/2018
  Morgan Stanley
  Newton, MA
• 01/2019 → 04/2021
  Ubs Financial Services Inc.
  New York, NY
• 11/2024 → Present
  Jpmorgan Chase Bank, N.A.
  Greenwich, CT
• 11/2024 → Present
  J.P. Morgan Securities Llc
  Greenwich, CT
• 05/2024 → 07/2024
  Maple Finance
  Brooklyn, NY
• 04/2021 → 02/2023
  Private Wealth Management Blockfi
  New York, NY
• 03/2023 → 04/2024
  Unemployed
  Brooklyn, NY
• 08/2024 → 10/2024
  Unemployed
  Brooklyn, NY

Previous Registrations

• 2019-01-31 → 2021-05-03
  Ubs Financial Services Inc.
  New York, NY
  New York, NY
• 2014-10-15 → 2018-12-14
  Morgan Stanley
  Palo Alto, CA
  Plano, TX
  Dallas, TX
  Boston, MA

Exams

• S66 Uniform Combined State Law Examination
  2024-12-23

Other Names

• John Patrick Malarney