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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2022-10-24 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Na | Queen Creek | AZ | 06/2006 | 01/2017 |
| Jp Morgan Securities Llc | Queen Creek | AZ | 01/2013 | 01/2017 |
| Kristin Lindsey Fitness | San Tan Valley | AZ | 10/2015 | 10/2025 |
| Benjamin F. Edwards & Co. | Chandler | AZ | 01/2017 | 09/2022 |
| Northwestern Mutual Investment Services, Llc' | Franklin | WI | 10/2022 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 10/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 2010-07-01 |
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