Sarah F Whitmore

Employer firm

Mutual Of Omaha Investor Services, Inc. CRD 611

$32.0M regulatory AUM 6,880 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2012-10-02

IA RA
APPROVED

Since 2012-10-02

Branch Locations

Iowa City, IA • United States

600 Grant Street Ste 304, Denver, CO 80203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mutual Of Omaha	Iowa City	IA	04/2012	Present
Mutual Of Omaha Investor Services, Inc	Omaha	NE	05/2012	Present

04/2012 → Present

Mutual Of Omaha

Iowa City, IA
05/2012 → Present

Mutual Of Omaha Investor Services, Inc

Omaha, NE

Other Businesses

Insurance Agent Non-Investment Related; Mutual of Omaha Insurance Company; Address: 308 E Burlington Street #275, Iowa City, IA 52240; Insurance Lines: Life, Health, and Annuities; Approximately 40 hours per week. Co-Landlord with spouse; Rental Property; Start Date: 09/01/2014; Non-Investment Related; Address: 1010 Hudson Ave; Iowa City, IA 52240; Approximately 2 hours per month. DBA: Whitmore Financial

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-10-01
S63	Uniform Securities Agent State Law Examination	2012-07-10

S65 Uniform Investment Adviser Law Examination

2012-10-01
S63 Uniform Securities Agent State Law Examination

2012-07-10

Designations

Chartered Financial Consultant

Other Names

Sarah Frances Halsch
Sarah F Halsch

View on SEC IAPD