David Scott Seay

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 11/2017
  Ameriprise Financial Services, Inc.
  Mesa, AZ
• 12/2017 → 12/2017
  Merrill Edge
  Chandler, AZ
• 12/2017 → 04/2018
  Unemployed
  Scottsdale, AZ
• 04/2018 → 03/2020
  Lpl Financial Llc
  Scottsdale, AZ
• 04/2018 → 03/2020
  Mutual Of Omaha Bank
  Scottsdale, AZ
• 03/2020 → 03/2024
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Scottsdale, AZ
• 03/2024 → Present
  Morgan Stanley
  Scottsdale, AZ

Previous Registrations

• 2020-04-16 → 2024-03-25
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Scottsdale, AZ
  Mesa, AZ
• 2018-04-24 → 2020-03-12
  Lpl Financial Llc
  Scottsdale, AZ
• 2017-06-22 → 2017-11-21
  Ameriprise Financial Services, Llc
  Gilbert, AZ
  Scottsdale, AZ

Exams

• S66 Uniform Combined State Law Examination
  2017-06-21
• S63 Uniform Securities Agent State Law Examination
  2010-07-07

Other Names

• David S Seay
• David Scott Seay
• David Seay