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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
7854 Oswego Road Suite 202, Liverpool, NY 13090 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Dewitt | NY | 04/2011 | 11/2024 |
| Prudential Insurance Company Of America | Dewitt | NY | 04/2011 | Present |
| Lpl Enterprise, Llc | Liverpool | NY | 11/2024 | Present |
1) 11/14/2024 - Integrated Financial Group - I am a financial planner in the financial services practice this DBA is for - DBA for LPL Business (entity for LPL business) - Inv Related - At Liverpool, NY - Start Date 06/13/2018 - 160hrs/mth - 130hrs/mth During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 2011-06-03 |
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