Michael Patrick Santana

Current Employers

Employment History

• 10/2015 → Present
  Pembroke Wealth Management, Llc
  Wilmington, NC

Previous Registrations

• 2010-10-11 → 2015-09-28
  Edward Jones
  St Louis, MO
  Smithfield, NC
  Windsor, NC

Other Businesses

Business consultant for Mantura Farm LLC, Stott Farm LLC, Rushmere West Farm LLC, and Burwells Bay Farm LLC. These companies are not investment related and retained independently from my firm Pembroke Wealth Management LLC. The address is 2253 Pine Tree Lane, Rocky Mount, North Carolina 27804. These businesses own farm land and lease the land to farmers and hunters for income. They also harvest timber for income on an occasional basis. I am solely a consultant to the managing member. I have no ownership or holdings in the farms. I started January 2016. I spend 1-2 hours a week in this role and less than one hour a week is during securities trading hours. In this consulting role, I provide operational advice and opinions to the managing member. I also prepare an annual balance sheet for the members and can deposit checks and pay bills for these farms. Co-owner of C Hawk LLC. This business is not investment related and operates independently of my firm Pembroke Wealth Management LLC. The address is 501 Emerson Pt. Wilmington NC 2841. This business owns residential rental homes. I am managing member. C Hawk LLC started in January 2018. Approximately 1-2 hours per month spent on this business; none of those hours are during securities trading hours. My role is to address any repairs that the property needs. Co-owner of 2 Cats LLC. This business is not investment related and operates independently of my firm Pembroke Wealth Management LLC. The address is 7890 Market St. Wilmington NC 28411. This business owns undeveloped commercial real estate. I am managing member. Started July 2022. I spend 1 hour per month on this business, none of which are during securities trading hours. My role is to pay the taxes once a year and answer any calls from potential buyers. Owner of Remy LLC. This business is not investment related and operates independently of my firm Pembroke Wealth Management LLC . The address is 7890 Market St. Wilmington NC 28411. This business owns a commercial office building that is leased. I am manager member. Started April 2017. I spend about 5 hours per month on this business; 1-2 of those are are during trading hours. I manage the leases, repairs, and payments from tenants. Co-owner of Remy 2 LLC. This business is not investment related and operates independently of my firm Pembroke Wealth Management LLC. The address is 7890 Market St. Wilmington NC 28411. This business owns a commercial office building that is leased. I am managing member. Started June 2023. I spend about 5 hours per month on this business; 1-2 of those are are during trading hours. I manage the leases, repairs, and payments from tenants.

Exams

• S66 Uniform Combined State Law Examination
  2010-10-08

Other Names

• Michael Santana
• Mike Santana