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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-01-07 |
| PA | RA | APPROVED | 2020-01-06 |
| TX | RA | APPROVED | 2020-01-06 |
| VA | RA | APPROVED | 2020-01-06 |
Branch Locations
4064 Colony Road Two Morrocroft Centre, Suite 450, Charlotte, NC 28211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Charlotte | NC | 10/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 11/2016 | 07/2017 |
| Stifel Nicolaus & Co Inc | Conshohocken | PA | 07/2017 | 01/2020 |
| Janney Montgomery Scott Llc | Charlotte | NC | 01/2020 | Present |
1. Rental Properties, Charlotte, NC. Joint owner (07/2024) - Landlord. Investment related, not compensated. 2. Isabella Santos Foundation, Charlotte, NC. Board Member (01/2024) - Organize events, fundraise, bring awareness to rare pediatric cancer research. Not investment related, not compensated, 3 hours/month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-09-01 |
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