Thomas Mack Pearson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2012 → Present
  Lpl Financial Llc
  Vancouver, WA

Previous Registrations

• 2006-05-30 → 2012-05-25
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Portland, OR
  Irvine, CA
  Newport Beach, CA

Other Businesses

1. 5/13/2013 - OTHER-GENERAL PARTNERSHIP - PEARSON INVESTMENT PARTNERSHIP - A GENERAL PARTNERSHIP IN WHICH MYSELF AND MY FATHER ARE GENERAL PARTNERS. ALL ASSETS IN THE PARTNERSHIP ARE HELD IN LPL ACCOUNT [ACCOUNT NO.] AND MERRILL LYNCH ACCOUNT [ACCOUNT NO.], WHICH IS APPROVED ON COMPLIANCE11. - TIME SPENT 1%. 2. 2/12/2014: OTHER-FAMILY LLC - WELCH FAMILY BOND, LLC - MY GRANDFATHER GIFTED ME AN INTEREST IN A FAMILY LLC WHICH OWNS EQUITIES, BONDS, AND CASH. MY ROLE IS PASSIVE. THE LLC HAS AN LPL ACCOUNT, #[ACCOUNT NO.]. - TIME SPENT 0%. 3. 2/12/2014: OTHER-FOR ACCOUNTING PURPOSES ONLY - PEARSON INVESTMENT CONSULTING - AN LLC NAMED "PEARSON INVESTMENT CONSULTING" TO USE STRICTLY FOR TAX FILING PURPOSES. THIS IS NOT USED WITH CLIENTS OR IN ANY OTHER CONTEXT EXCEPT FOR TAX FILING. - TIME SPENT 0%. 4. 05/28/2015 - NO BUSINESS NAME - INV REL - 11408 NE 33RD AVE VANCOUVER, WA 98686 - NON-VARIABLE INSURANCE - START 01/28/2015 - 2 HRS/MO DURING SECS TRDG HRS 5. 3/24/2021 - John S. Welch Family Realty - Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date: 8/31/2020 - 0 Hours Per Month/0 Hours During Securities Trading - Family partnership which owns real estate and securities.

Exams

• S66 Uniform Combined State Law Examination
  2006-05-26

Designations

• Certified Financial Planner