Stephen Gregory Underwood

Employer firm

Prevail Innovative Wealth Advisors, LLC CRD 288641

$932M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Periodicals / newsletters
• VARIABLE ANNUITY & LIFE SUB-ACCOUNT MANAGEMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2017 → 06/2021
  Riveron Consulting
  Dallas, TX
• 04/2014 → 07/2017
  Enlink Midstream
  Dallas, TX
• 06/2021 → Present
  Prevail Innovative Wealth Advisors
  Leawood, KS
• 06/2021 → Present
  Prevail Strategies
  Leawood, KS

Other Businesses

PIWA-II, LLC - Non-voting member with limited interest. Represents PIWA-II's for certain financial services. He spends 1 hour month/week on this activity.

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-07-01