David M Hart

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 09/2017
  Guggenheim Funds Distributors, Llc, Guggenheim Investments
  Chicago, IL
• 04/2016 → 01/2021
  Guggenheim Funds Distributors, Llc
  Chicago, IL
• 01/2021 → 08/2024
  Triad Advisors
  Norcross, GA
• 01/2021 → Present
  Michigan Money Management Advisers, Llc
  East Lansing, MI
• 08/2024 → 01/2025
  Osaic Wealth, Inc.
  East Lansing, MI
• 01/2025 → Present
  Lpl Financial Llc
  East Lansing, MI

Previous Registrations

• 2022-01-06 → 2025-04-29
  Michigan Money Management Advisers, Llc
  East Lansing, MI
• 2021-01-28 → 2021-12-31
  Michigan Money Management Advisers, Llc
  East Lansing, MI
• 2016-04-19 → 2021-01-22
  Guggenheim Investments
  Chicago, IL
  New York, NY
• 2015-03-17 → 2016-04-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL

Other Businesses

1) 01/06/2025 - Michigan Money Management - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:01/06/2025 .

Exams

• S66 Uniform Combined State Law Examination
  2015-03-16

Designations

• Certified Financial Planner

Other Names

• David Michael Hart
• David M Hart