Jeremy Scott Thigpen

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-03-09
LA	RA	APPROVED	2017-12-11

TX RA
APPROVED

Since 2021-03-09
LA RA
APPROVED

Since 2017-12-11

Branch Locations

4021 We Heck Ct Ste D3, Baton Rouge, LA 70816 • United States

Baton Rouge, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St. Louis	MO	06/2010	11/2017
Lpl Financial Llc	Baton Rouge	LA	12/2017	Present

06/2010 → 11/2017

Edward Jones

St. Louis, MO
12/2017 → Present

Lpl Financial Llc

Baton Rouge, LA

Previous Registrations

2010-07-26 → 2017-11-20

Edward Jones

Gonzales, LA

St Louis, MO

Denham Springs, LA

Other Businesses

1. 12/11/2017 - Thigpen Financial - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 12/01/2017 - 2 Hours Per Month/0 Hours During Securities Trading - Pass through for revenue.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-07-23

S66 Uniform Combined State Law Examination

2010-07-23

Other Names

Jeremy Thigpen

View on SEC IAPD