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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-08-14 |
| FL | RA | APPROVED | 2020-04-20 |
Branch Locations
1000 Corporate Dr, Suite 700 Radice Iii, Ft Lauderdale, FL 33334-3637 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Fort Lauderdale | FL | 03/2011 | 03/2017 |
| Mml Investors Services, Llc | Plantation | FL | 03/2017 | 03/2020 |
| Sagepoint Financial, Inc. | Fort Lauderdale | FL | 03/2020 | 03/2020 |
| Massmutual Life Insurance Co | Ft Lauderdale | FL | 07/2016 | Present |
| Mml Investors Services, Llc | Ft Lauderdale | FL | 04/2020 | Present |
(1) NAME: PRICE WEALTH ADVISORS INC INV REL: Y ADDR: 1000 CORPORATE DR SUITE 700 FORT LAUDERDALE FL 33309 NATURE: NONMMLIA INSURANCE BROKERAGE: INDIVIDUAL LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES POSITION: AGENT START: 11/19/2020 NO HRS/MO: 3 NO HRS/MO DUR TRDING: 1 (2) NAME: PRICE WEALTH ADVISORS INC INV REL: Y ADDR: 1000 CORPORATE DR SUITE 700 FORT LAUDERDALE FL 33309 NATURE: PAYROLL & TAXES POSITION: OWNERSHIP START: 06/01/2017 NO HRS/MO: 0 NO HRS/MO DUR TRADING: 0. (3) NAME: ROCKET MORTGAGE INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: OTHER- MORTGAGE LOAN ORIGINATOR POSITION: MORTGAGE LOAN ORIGINATOR START: 9/21/2021 NO HRS/MO: 3 NO HRS/MO DUR SEC TRADING: 3 DESCRIBE DUTIES: MORTGAGE LOAN ORIGINATOR THROUGH ROCKET MORTGAGE. (4) NAME: INVEST IN KNOWLEDGE INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: NOT-FOR-PROFIT, EDUCATIONAL WORKSHOPS POSITION: PRESIDENT/FOUNDER START: 5/1/2021 NO HRS/MO: 12 NO HRS/MO DUR SEC TRADING: 4 DESCRIBE DUTIES: PROVIDING EDUCATIONAL WORKSHOPS FOR INDIVIDUALS THAT DO NOT HAVE THE RESOURCES TO GET THEM THEMSELVES. I WILL BE PROVIDING EDUCATION ON WHAT MADE ME SUCCESSFUL, BUDGETING, GOAL SETTING, AND REAL-WORLD EXAMPLES AND TOPICS THAT PEOPLE DO NOT LEARN IN SCHOOOL. (5) NAME: PRICE WEALTH ADVISOR INC INV REL: Y ADDR: RESIDENTIAL ADDRESS NATURE: OFFERING ERISA FIDELITY BOND POSITION: SALES START: 2/15/2023 NO HRS/MO: 1 NO HRS/MO DUR SEC TRADING: 0 DESCRIBE DUTIES: OFFERING ERISA FIDELITY BONDS TO PROTECT 401(K) PLANS FROM FRADULENT OR DISHONEST ACTION. (6) NAME: CHRISTOPHER PRICE INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: LIFE SETTLEMENT POSITION: AGENT START DATE: 05/01/2024 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DESCRIBE DUTIES: OFFER THE OPTION FOR CLIENTS TO SELL THEIR LIFE INSURANCE, IF THERE IS NO LONGER A NEED FOR THE DEATH BENEFIT. (7) NAME: CHRISTOPHER PRICE INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: SIMPLE RENTAL PROPERTY POSITION: PROPERTY OWNER START DATE: 07/10/2026 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: MAINTAINING PROPERTY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-07-23 |
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