Jeffrey Maurice Harris

Employer firm

Ally Invest Advisors CRD 170301

$1.73B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2010 → 05/2017
  Lpl Financial Llc
  Charlotte, NC
• 01/2018 → 12/2019
  Ally Invest Securities Llc
  Charlotte, NC
• 10/2017 → 01/2018
  Gamestop
  Rock Hill, SC
• 05/2017 → 10/2017
  N/A
  Rock Hill, SC
• 02/2021 → Present
  Ally Invest Advisors
  Charlotte, NC
• 12/2019 → Present
  Ally Invest Securities Llc
  Charlotte, NC

Other Businesses

Ally Invest Advisors. Investment related. 601 S Tryon Street Charlotte NC 28202. Manager - Executive Customer Relations. Dually licensed. 02/05/2021. 0-20hrs/month. Reviews and approves Ally Invest Wealth complaints for the Invest ECR team. Ally Bank. Non-Investment related. 601 S Tryon Street Charlotte NC 28202. ECR Director Mortgage and Credit Card. 04/24/2023. 40+ hrs/month. 40+ hrs/month during trading hours. Leads the Mortgage and Credit Card Executive Customer Relations teams. The teams respond to complaints for Ally Card and Ally Mortgage customers.

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-03-19
• S63 Uniform Securities Agent State Law Examination
  2018-10-15

Other Names

• Jeff Harris