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Neil Alan Knierim

Synovus Securities, Inc.

Birmingham, AL

Birmingham, AL

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Current Employers
Synovus Securities, Inc.

33 West 14Th Street 3Rd Floor, Columbus, GA 31901 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-06-05
  • AL RA
    APPROVED
    Since 2025-06-05

Branch Locations

102 Inverness Corners, Birmingham, AL 35242 • United States

800 Shades Creek Parkway, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Ins Co Birmingham AL 05/2012 12/2016
Bbva Securities Inc. Trussville AL 02/2017 08/2021
Compass Bank Birmingham AL 02/2017 08/2021
Bbva Compass Insurance Agency, Inc. Austin TX 02/2017 08/2021
Principal Securities, Inc. Birmingham AL 05/2012 02/2017
Bbva Wealth Solutions Inc. Trussville AL 04/2017 08/2021
Wells Fargo Clearing Services, Llc Birmingham AL 08/2021 01/2024
Wells Fargo Bank, Na Birmingham AL 08/2021 01/2024
Synovus Securities, Inc. Birmingham AL 06/2025 Present
Synovus Bank Birmingham AL 02/2024 01/2026
Pinnacle Bank Birmingham AL 01/2026 Present
  • 05/2012 → 12/2016
    Principal Life Ins Co
    Birmingham, AL
  • 02/2017 → 08/2021
    Bbva Securities Inc.
    Trussville, AL
  • 02/2017 → 08/2021
    Compass Bank
    Birmingham, AL
  • 02/2017 → 08/2021
    Bbva Compass Insurance Agency, Inc.
    Austin, TX
  • 05/2012 → 02/2017
    Principal Securities, Inc.
    Birmingham, AL
  • 04/2017 → 08/2021
    Bbva Wealth Solutions Inc.
    Trussville, AL
  • 08/2021 → 01/2024
    Wells Fargo Clearing Services, Llc
    Birmingham, AL
  • 08/2021 → 01/2024
    Wells Fargo Bank, Na
    Birmingham, AL
  • 06/2025 → Present
    Synovus Securities, Inc.
    Birmingham, AL
  • 02/2024 → 01/2026
    Synovus Bank
    Birmingham, AL
  • 01/2026 → Present
    Pinnacle Bank
    Birmingham, AL
Previous Registrations
  • 2021-12-01 → 2024-01-30
    Wells Fargo Clearing Services, Llc
    Birmingham, AL
    Birmingham, AL
  • 2017-04-05 → 2021-06-02
    Pnc Managed Account Solutions, Inc.
    Birmingham, AL
    Birmingham, AL
    Birmingham, AL
    Trussville, AL
    Birmingham, AL
    Birmingham, AL
  • 2012-06-01 → 2017-03-31
    Principal Securities, Inc.
    Birmingham, AL
  • 2012-04-02 → 2012-05-04
    New England Securities
    Birmingham, AL
  • 2010-07-26 → 2011-08-30
    Edward Jones
    Fultondale, AL
    St Louis, MO
    Trussville, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-23
  • S66 Uniform Combined State Law Examination
    2010-07-23
Other Names
  • Neil Knierim
  • Neil Alan Knierim

View on SEC IAPD

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