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Current Employers
Integrity Alliance, Llc.

4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2025-10-20
TX RA APPROVED_RES 2025-10-20
  • KS RA
    APPROVED
    Since 2025-10-20
  • TX RA
    APPROVED_RES
    Since 2025-10-20

Branch Locations

4135 Nw Urbandale Dr, Urbandale, IA 50322 • USA

4135 Nw Urbandale Dr., Urbandale, IA 50322 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal Yes
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. La Vista NE 01/2018 03/2020
Marriott International Omaha NE 10/2015 05/2018
Securities America Advisors La Vista NE 12/2019 03/2020
Cetera Adviser Networks Llc El Segundo CA 04/2020 01/2023
Cetera Advisors Llc Denver CO 04/2020 01/2023
Cetera Financial Specialists Llc Schaumburg IL 04/2020 01/2023
First Allied Securities, Inc. (Fasi) San Diego CA 04/2020 09/2022
Ae Wealth Management, Llc Topeka KS 01/2023 10/2024
Ae Financial Services, Llc Topeka KS 01/2023 10/2024
Lion Street Financial Austin TX 08/2025 11/2025
Lion Street Advisors Austin TX 08/2025 11/2025
Unemployed Lenexa KS 10/2024 08/2025
Integrity Alliance, Llc Urbandale IA 10/2025 Present
  • 01/2018 → 03/2020
    Securities America, Inc.
    La Vista, NE
  • 10/2015 → 05/2018
    Marriott International
    Omaha, NE
  • 12/2019 → 03/2020
    Securities America Advisors
    La Vista, NE
  • 04/2020 → 01/2023
    Cetera Adviser Networks Llc
    El Segundo, CA
  • 04/2020 → 01/2023
    Cetera Advisors Llc
    Denver, CO
  • 04/2020 → 01/2023
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 04/2020 → 09/2022
    First Allied Securities, Inc. (Fasi)
    San Diego, CA
  • 01/2023 → 10/2024
    Topeka, KS
  • 01/2023 → 10/2024
    Ae Financial Services, Llc
    Topeka, KS
  • 08/2025 → 11/2025
    Lion Street Financial
    Austin, TX
  • 08/2025 → 11/2025
    Lion Street Advisors
    Austin, TX
  • 10/2024 → 08/2025
    Unemployed
    Lenexa, KS
  • 10/2025 → Present
    Urbandale, IA
Previous Registrations
  • 2025-08-05 → 2025-11-03
    Lion Street Advisors, Llc
    Austin, TX
  • 2023-01-24 → 2024-10-16
    Omaha, NE
    Topeka, KS
  • 2020-05-19 → 2023-01-20
    Cetera Wealth Services, Llc
    West Des Moines, IA
  • 2019-12-10 → 2020-03-19
    Securities America Advisors, Inc.
    La Vista, NE
Other Businesses

BASS PRO SHOPS POSITION: Employee NATURE: I work here about 10 hours a week, helping customers apply for the bass pro club Mastercard, and explaining the benefits of having one. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2025 ADDRESS: 12051 Bass Pro Drive, Olathe KS 66061, United States DESCRIPTION: I work here about 10 hours a week, helping customers apply for the bass pro club Mastercard, and explaining the benefits of having one.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-18
  • S66 Uniform Combined State Law Examination
    2019-11-18
Other Names
  • Doug Lederer

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