Inactive

Timothy Douglas Gerlach

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Current Employers

Novem Group

350 Linden Oaks Suite 140, Rochester, NY 14625 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-03-02
MA	RA	APPROVED	2021-01-26
DC	RA	APPROVED	2019-09-17

NY RA
APPROVED

Since 2022-03-02
MA RA
APPROVED

Since 2021-01-26
DC RA
APPROVED

Since 2019-09-17

Branch Locations

350 Linden Oaks Suite 140, Rochester, NY 14625 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Novem Group	Rochester	NY	11/2018	Present
Deloitte Consulting, Llp	Arlington	VA	01/2015	11/2018

11/2018 → Present

Novem Group

Rochester, NY
01/2015 → 11/2018

Deloitte Consulting, Llp

Arlington, VA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-12-17

S65 Uniform Investment Adviser Law Examination

2018-12-17

Other Names

Tim Gerlach
Timothy Gerlach

View on SEC IAPD

Other Firms

COMMONWEALTH FINANCIAL NETWORK

OSAIC WEALTH, INC.

EDELMAN FINANCIAL ENGINES

RISE ADVISORS, LLC

UBS FINANCIAL SERVICES INC.

OAK CREST ADVISORY, LLC

Other Investors

THERESA CLARE KENYON

JAMES HAROLD HARMAN

GEORGIANN VALLEE COLLINS

NICHOLAS J TAGLIARINO

HEATHER LYNN LUCAS

CHAD ROBERT JACOB

JASON ANTHONY MILNER

Other Offices

MORGAN STANLEY · Rochester, NY

COMMONWEALTH FINANCIAL NETWORK · ROCHESTER, NY

OSAIC WEALTH, INC. · ROCHESTER, NY

EDELMAN FINANCIAL ENGINES · ROCHESTER, NY

RISE ADVISORS, LLC · ROCHESTER, NY

UBS FINANCIAL SERVICES INC. · ROCHESTER, NY

MARINER · Rochester, NY

UBS FINANCIAL SERVICES INC. · Rochester, NY

More in Rochester, NY

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