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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • OR RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

8800 Se Sunnyside Rd Suite 111N, Clackamas, OR 97015 • United States

Happy Valley, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Weststar Financial Group Clackamas OR 06/2008 04/2023
Voya Financial Advisors Clackamas OR 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Weststar Prosperity Group Clackamas OR 04/2023 Present
Weststar Financial Group, Llc Clackamas OR 04/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 06/2008 → 04/2023
    Weststar Financial Group
    Clackamas, OR
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Clackamas, OR
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 04/2023 → Present
    Weststar Prosperity Group
    Clackamas, OR
  • 04/2023 → Present
    Weststar Financial Group, Llc
    Clackamas, OR
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2008-01-08 → 2021-06-09
    Portland, OR
    Windsor, CT
    Bellevue, WA
    Clackamas, OR
    Vancouver, WA
    Windsor, CT
    Beaverton, OR
  • 2006-08-29 → 2007-05-10
    Waddell & Reed
    Norwalk, IA
Other Businesses

1) NAME OF OTHER BUSINESS: WESTSTAR FINANCIAL GROUP LLC DBA WESTSTAR PROSPERITY GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 09/2025; POSITION/TITLE/RELATIONSHIP: MANAGING PARTNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: SUPERVISION AND BUSINESS DEVELOPMENT; 2) NAME OF ENTITY:ACT 5 LLC; No; 11155 SE PHEASANT RIDGE DR; HAPPYVALLEY; OR; 97086; HOLDING COMPANY; OWNER; 3/21/2018; 1; 1; HOLDING COMPANY| 3) NAME OF OTHER BUSINESS: WESTSTAR PROSPERITY GROUP , INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 04/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL/PART OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4) NAME OF OTHER BUSINESS: SECOND HOME RENTAL; INVESTMENT RELATED: NO; ADDRESS: 1926 W BURNSIDE ST UNIT 1417 PORTLAND, OR 97209; NATURE OF BUSINESS: REAL ESTATE RENTAL; START DATE: 02/2025; POSITION/TITLE/RELATIONSHIP: JOINT OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RENTAL PROPERTY;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-24
  • S66 Uniform Combined State Law Examination
    2006-08-24
Other Names
  • Anshu Rajya Laxmi Shah

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