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Daniel Gerard Sullivan

LPl Financial LLC

Fort Mill, SC

Clydehill, WA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-06-12
TX RA APPROVED_RES 2025-06-05
WA RA APPROVED 2025-06-04
  • SC RA
    APPROVED
    Since 2025-06-12
  • TX RA
    APPROVED_RES
    Since 2025-06-05
  • WA RA
    APPROVED
    Since 2025-06-04

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Clydehill, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Seattle WA 01/2014 02/2021
Jpmorgan Chase Bank Na Seattle WA 01/2014 02/2021
Wedbush Morgan Securities Inc. San Francisco CA 02/2021 06/2025
Lpl Financial Llc Clydehill WA 06/2025 Present
  • 01/2014 → 02/2021
    J.P. Morgan Securities Llc
    Seattle, WA
  • 01/2014 → 02/2021
    Jpmorgan Chase Bank Na
    Seattle, WA
  • 02/2021 → 06/2025
    Wedbush Morgan Securities Inc.
    San Francisco, CA
  • 06/2025 → Present
    Lpl Financial Llc
    Clydehill, WA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-07
  • S66 Uniform Combined State Law Examination
    2010-06-07
Other Names
  • Daniel Gerard Sullivan
  • Daniel Sullivan

View on SEC IAPD

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Other Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN
RAMIRO IGNACIO PARES
NILDA MELGAREJO DE BOYRIE
STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

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