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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-05-29 |
| NJ | RA | APPROVED | 2013-01-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Morristown | NJ | 03/2012 | Present |
| Private Advisor Group Llc | Morristown | NJ | 08/2012 | Present |
(1) 01/27/2015 - PRIVATE ADVISOR GROUP, LLC - REGISTERED INVESTMENT ADVISOR HYBRID - Investment Related - At Reported Business Location(s) - START DATE 01/01/2015 - 160 hours per month/ 130 hours during trading (2) 04/13/2016 - Private Advisor Group - DBA for LPL Business (entity for LPL business) - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 08/07/2012 - 160 HRS/MO/ 130 HRS/MO DURING SECS TRDG HRS. (3) 11/16/2023 - AIMCOR Group, LLC - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 10/27/2023 - 1 Hr/Mo During Trading (4) 03/25/2026 - Colwell Financial LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Morristown, NJ - Start Date 03/22/2026 - 4 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-09-08 |
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