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45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-02-01 |
| VA | RA | APPROVED | 2024-02-01 |
Branch Locations
180 Park Ave Suite 203, Florham Park, NJ 07932 • United States
200 S 10Th Street, Suite 950, Richmond, VA 23219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bb&T Securities | Richmond | VA | 02/2014 | 02/2021 |
| Truist Investment Services, Inc. | Richmond | VA | 02/2021 | 02/2024 |
| Truist Advisory Services, Inc. | Atlanta | GA | 02/2021 | 02/2024 |
| Rockefeller Financial Llc | Richmond | VA | 02/2024 | Present |
WESTERN HENRICO DUCKS UNLIMITED POSITION: Treasurer NATURE: Western Henrico Chapter of Ducks Unlimited is a nonprofit organization dedicated to the conservation of wetlands and associated upland habitats for waterfowl, other wildlife, and people INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 03/03/2014 ADDRESS: Richmond VA, United States DESCRIPTION: Attend chapter meetings Help plan and execute fundraising activities Prepare financial reports for fundraisers as well as reimburse committee members and pay vendors for event-related expenses.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-08 |
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