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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2017-06-20 |
Branch Locations
Maryville, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bb&T Investment Services, Inc. | Knoxville | TN | 05/2015 | 05/2017 |
| Bb&T | Knoxville | TN | 05/2015 | 05/2017 |
| Tiaa | Knoxville | TN | 06/2017 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Knoxville | TN | 06/2017 | Present |
H&D FARMS LLC POSITION: member of the LLC NATURE: LLC formed at the end of 2021. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 10/31/2021 ADDRESS: Home Address, Maryville TN 37803, United States DESCRIPTION: Farming and Agricultural. Raising 2-3 cattle for sale, growing and selling hay, Potentially selling locally grown produce at the farmer's market.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-01-21 |
| S63 | Uniform Securities Agent State Law Examination | 2010-08-30 |
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