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One Greenwich Plaza, Suite 130 3Rd Floor, Greenwich, CT 06830 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-08-12 |
Branch Locations
One Greenwich Plaza, Suite 130 3Rd Floor, Greenwich, CT 06830 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hong Kong | 07/2013 | 06/2018 | |
| Aqr Capital Management, Llc | Greenwich | CT | 08/2021 | Present |
| Self-Employed | Gilbert | AZ | 06/2018 | 07/2021 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-07-25 |
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