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Employer firm

Ausdal Financial Partners, Inc. CRD 7995

$3.73B regulatory AUM 665 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • ADVICE ON UMA PLATFORMS

From the firm’s Form ADV. Read the guides:

Current Employers
Ausdal Financial Partners, Inc.

5187 Utica Ridge Rd, Davenport, IA 52807 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-05-10
  • IL RA
    APPROVED
    Since 2021-05-10

Branch Locations

115 Flinn Street Suite B, Batavia, IL 60510 • United States

3250 Lacey Road Suite 130, Downers Grove, IL 60515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jackson National Life Distributors Franklin TN 06/2010 12/2020
Unemployed Naperville IL 01/2021 04/2021
Ausdal Financial Partners, Inc. Davenport IA 05/2021 Present
Timberland Financial Batavia IL 04/2021 Present
  • 06/2010 → 12/2020
    Jackson National Life Distributors
    Franklin, TN
  • 01/2021 → 04/2021
    Unemployed
    Naperville, IL
  • 05/2021 → Present
    Davenport, IA
  • 04/2021 → Present
    Timberland Financial
    Batavia, IL
Previous Registrations
  • 2013-02-26 → 2016-03-29
    Curian Capital, Llc
    Denver, CO
    Denver, CO
Other Businesses

1. INSURANCE SALES; INVESTMENT RELATED; BATAVIA, IL; SALE OF INSURANCE PRODUCTS; AGENT; ACTIVITY BEGAN 04/2014; I DEVOTE APPROXIMATELY 15 HOURS TO THIS ACTIVITY ALL DURING TRADING HOURS; SALE OF VARIOUS INSURANCE PRODUCTS TO CLIENTS. 2. SHEKELL WEALTH MANAGEMENT, LLC; INVESTMENT RELATED; BATAVIA, IL; OWNER; LLC CREATED FOR INVESTMENT INCOME; SOLE MEMBER; ACTIVITY BEGAN 10/2021; I DEVOTE APPX 20 HOURS PER MONTH TO THIS ACTIVITY ALL DURING TRADING HOURS; LLC CREATED TO PROPERLY ACCOUNT FOR INCOME/EXPENSES ANDTAXES FOR INVESTMENT/INSURANCE BUSINESS. 3. NOTARY PUBLIC; NOT INVESTMENT RELATED; BATAVIA, IL; NOTARY; ACTIVITY BEGAN 02/2025; I DEVOTE 1 HOUR TO THIS ACTIVITY PER MONTH ALL DURING TRADING HOURS; NOTARIZE DOCUMENTS AS REQUESTED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-02-22
S63 Uniform Securities Agent State Law Examination 2011-03-01
  • S65 Uniform Investment Adviser Law Examination
    2021-02-22
  • S63 Uniform Securities Agent State Law Examination
    2011-03-01
Other Names
  • Kevin Shekell
  • Kevin J Shekell

View on SEC IAPD

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