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Schwab Wealth Advisory, Inc. CRD 159035
168,774 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-12-16 |
| NY | RA | APPROVED | 2025-12-15 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mamoroneck | NY | 06/2013 | 01/2024 |
| Bank Of America, N.A. | Mamoroneck | NY | 06/2013 | 01/2024 |
| Unemployed | Mamaroneck | NY | 01/2024 | 07/2024 |
| Bank Of America Merrill Lynch | White Plains | NY | 06/2013 | 01/2024 |
| Charles Schwab & Co., Inc. | Mamaroneck | NY | 07/2024 | Present |
| Schwab Wealth Advisory, Inc | Mamaroneck | NY | 12/2025 | Present |
1) Michael Tanney|Investment Related: No|110 Theodore Fremd Avenue, #A4, Rye, NY, 10580, United States|Real Estate (Non-Agent/Broker)|Owner|8/19/2015|Less than 20 hour/month - 0 during trading hours|Rent out purchased condo, and receive monthly rental income. Takes 1-3 hours of work per month, which would occur outside business hours, and would not interfere with work.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 2012-08-03 |
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