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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-02-23
TX RA APPROVED 2022-04-01
  • MD RA
    APPROVED
    Since 2023-02-23
  • TX RA
    APPROVED
    Since 2022-04-01

Branch Locations

901 Dulaney Valley Rd, Towson, MD 21204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cbs Sports Radio College Park MD 10/2009 Present
Ubs Financial Services Inc Hunt Valley MD 11/2010 03/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Towson MD 03/2022 Present
Bank Of America, N.A. Towson MD 04/2022 Present
Previous Registrations
Other Businesses

I*803285For profit or not for profit: Entity CharitableName of outside business organization: CareFirst BlueCross BlueShieldInvestment related: NAddress of business: Baltimore, Maryland, 21224Nature of business: ["Hospital or Healthcare System"]Position, title, association: ["Board Member"], Start date of relationship: 9/1/2013Number of hours devoted: 40 hour(s) YearlyNumber of hours devoted during trading hours: 20Duties: , To assist in compliance oversight responsibilities but I am not a decision makerNAME OF OTHER BUSINESS:Fan Media / INVESTMENT RELATED?: No / ADDRESS: remote access/paperless company (kirk@fanmedianetwork.com)/ NATURE OF THE BUSINESS:Sports Podcast/ POSITION:interviewer/ DUTIES:interview guest on the show/ START DATE: 2/8/2021 I*803286For profit or not for profit: Entity For ProfitName of outside business organization: Maryland Sports Properties (Comcast/CBS radio)Investment related: NAddress of business: College Park, Maryland, 20742Nature of business: ["School, College or University"]Position, title, association: ["Employee"], Start date of relationship: 10/1/2012Number of hours devoted: 100 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: , Sports analyst for UMD basketball home games I*804243For profit or not for profit: Entity For ProfitName of outside business organization: Clutch Spirits LLCInvestment related: NAddress of business: Baltimore, Maryland, 21213Nature of business: ["Limited Liability Company"]Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 3/1/2021Number of hours devoted: 30 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: , It's a company that distributes spirits to wholesalers. I'm a celebrity partner with no day to day responsibilities I*1846290 Entity Charitable Name of OBA: Univ of Maryland College Park Foundation board of trustees Address: College Park, Maryland, 20740 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 06/13/2024 No Hours: 6 No Hours during trading: 2 Duties: Help guide policies for UMCPF. Serve as an ambassador advocating for UMD & UMCPF. Provide support for the President and VP of UMCPF

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-02-24
  • S66 Uniform Combined State Law Examination
    2011-02-24
Other Names
  • Walter A Williams
  • Walt Williams
  • Walter A Williams
  • Walter Williams

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