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Sarah Louise Krapec

Principal Securities, Inc.

Woodridge, IL

Des Moines, IA

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-07-12
  • IL RA
    APPROVED
    Since 2024-07-12

Branch Locations

Woodridge, IL • United States

711 High St, Des Moines, IA 50392 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Financial, Inc. Austin TX 06/2016 04/2019
Strategic Retirement Partners Shorewood IL 06/2016 05/2024
Global Retirement Partners, Llc San Rafael CA 04/2019 05/2024
Principal Life Insurance Company Des Moines IA 05/2024 Present
Principal Securities, Inc. Des Moines IA 05/2024 Present
  • 06/2016 → 04/2019
    Kestra Financial, Inc.
    Austin, TX
  • 06/2016 → 05/2024
    Strategic Retirement Partners
    Shorewood, IL
  • 04/2019 → 05/2024
    Global Retirement Partners, Llc
    San Rafael, CA
  • 05/2024 → Present
    Principal Life Insurance Company
    Des Moines, IA
  • 05/2024 → Present
    Principal Securities, Inc.
    Des Moines, IA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-10-29
S63 Uniform Securities Agent State Law Examination 2016-06-10
  • S65 Uniform Investment Adviser Law Examination
    2016-10-29
  • S63 Uniform Securities Agent State Law Examination
    2016-06-10
Other Names
  • Sarah L Rasche
  • Sarah L Krapec

View on SEC IAPD

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