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Tiaa-Cref Individual & Institutional Services, LLC CRD 20472
$37.9B regulatory AUM 35,647 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-01-23 |
| VT | RA | APPROVED | 2026-01-23 |
| TX | RA | APPROVED | 2025-11-21 |
| CA | RA | APPROVED | 2025-06-26 |
Branch Locations
19200 Von Karman Ave 4Th Floor, Irvine, CA 92612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank N.A. | Long Beach | CA | 10/2017 | 12/2022 |
| Banc Of California | Santa Ana | CA | 01/2016 | 10/2017 |
| Tiaa | Irvine | CA | 12/2022 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Irvine | CA | 06/2025 | Present |
| Wells Fargo Clearing Services Llc | Menlo Park | CA | 10/2017 | 12/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-22 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-24 |
| S65 | Uniform Investment Adviser Law Examination | 2010-06-30 |
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