Steven Ray Lloyd

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NV	RA	APPROVED	2017-11-15

NV RA
APPROVED

Since 2017-11-15

Branch Locations

Las Vegas, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mml Investors Services Llc	Las Vegas	NV	07/2014	10/2017
Massmutual Life Insurance Company	Las Vegas	NV	06/2014	10/2017
Lpl Financial, Llc	Las Vegas	NV	10/2017	Present

07/2014 → 10/2017

Mml Investors Services Llc

Las Vegas, NV
06/2014 → 10/2017

Massmutual Life Insurance Company

Las Vegas, NV
10/2017 → Present

Lpl Financial, Llc

Las Vegas, NV

Previous Registrations

2014-07-29 → 2017-11-02

Mml Investors Services, Llc

Las Vegas, NV
2011-01-07 → 2014-06-27

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Henderson, NV

Las Vegas, NV

Las Vegas, NV

Other Businesses

1. 8/9/2021 - VJ Kings, LLC, DBA: Junk King - Not Investment Related - 3100 E Charleston Blvd, Ste 105, Las Vegas, NV 89104 - Other-Business Owner - Started 01/01/2021 - 20 Hours Per Month/1 Hour During Securities Trading - 50% owner.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-12-29

S66 Uniform Combined State Law Examination

2010-12-29

Other Names

Steven R Lloyd
Steven Lloyd

View on SEC IAPD