Michael Dat Dao

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 09/2016
  Tiaa-Cref Individual & Institutional Services, Llc
  Lewisville, TX
• 06/2016 → 09/2016
  Tiaa
  Lewisville, TX
• 09/2016 → Present
  J.P. Morgan Securities Llc
  Duncanville, TX

Previous Registrations

• 2016-05-12 → 2016-06-06
  Cetera Investment Advisers Llc
  Mansfield, TX
• 2012-10-01 → 2016-05-10
  J.P. Morgan Securities Llc
  Arlington, TX
  Arlington, TX
  Arlington, TX
  Arlington, TX
  Arlington, TX
  Arlington, TX
  Arlington, TX
  Arlington, TX
• 2012-04-30 → 2012-10-01
  Chase Investment Services Corp.
  Arlington, TX
  Arlington, TX
  Arlington, TX

Exams

• S66 Uniform Combined State Law Examination
  2012-04-26
• S63 Uniform Securities Agent State Law Examination
  2010-07-07

Other Names

• Michael D Dao