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Michael Dat Dao

J.P. Morgan Securities LLC

Duncanville, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-09-15
  • TX RA
    APPROVED
    Since 2016-09-15

Branch Locations

303 South Main Street, Duncanville, TX 75116 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Lewisville TX 06/2016 09/2016
Tiaa Lewisville TX 06/2016 09/2016
J.P. Morgan Securities Llc Duncanville TX 09/2016 Present
  • 06/2016 → 09/2016
    Tiaa-Cref Individual & Institutional Services, Llc
    Lewisville, TX
  • 06/2016 → 09/2016
    Tiaa
    Lewisville, TX
  • 09/2016 → Present
    J.P. Morgan Securities Llc
    Duncanville, TX
Previous Registrations
  • 2016-05-12 → 2016-06-06
    Cetera Investment Advisers Llc
    Mansfield, TX
  • 2012-10-01 → 2016-05-10
    J.P. Morgan Securities Llc
    Arlington, TX
    Arlington, TX
    Arlington, TX
    Arlington, TX
    Arlington, TX
    Arlington, TX
    Arlington, TX
    Arlington, TX
  • 2012-04-30 → 2012-10-01
    Chase Investment Services Corp.
    Arlington, TX
    Arlington, TX
    Arlington, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-26
S63 Uniform Securities Agent State Law Examination 2010-07-07
  • S66 Uniform Combined State Law Examination
    2012-04-26
  • S63 Uniform Securities Agent State Law Examination
    2010-07-07
Other Names
  • Michael D Dao

View on SEC IAPD

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Other Offices

PFS INVESTMENTS INC. · DUNCANVILLE, TX
PFS INVESTMENTS INC. · DUNCANVILLE, TX
PFS INVESTMENTS INC. · DUNCANVILLE, TX
LPL FINANCIAL LLC · DUNCANVILLE, TX
RAYMOND JAMES & ASSOCIATES, INC. · DUNCANVILLE, TX
B&F INVESTMENT STRATEGIES · DUNCANVILLE, TX
EDWARD JONES · DUNCANVILLE, TX
WELLS FARGO CLEARING SERVICES, LLC · DUNCANVILLE, TX

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