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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-11-26 |
| PA | RA | APPROVED | 2013-01-02 |
| DE | RA | APPROVED | 2012-05-15 |
Branch Locations
740 Springdale Drive Ste 205, Exton, PA 19341-2835 • United States
West Chester, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Glen Mills | PA | 05/2010 | 03/2020 |
| Ameriprise Financial Services, Llc | Exton | PA | 03/2020 | Present |
Other Business Activities; Planning Commission for Thornbury Township Chester Country; The Planning Commission advises the Board of Supervisors on land development within the Township.; 800 E. Street Road, , West Chester, PA, 19382; Not Investment-Related; 03/31/2016; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-01-06 |
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