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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2019-07-31 |
| TX | RA | APPROVED_RES | 2019-07-31 |
Branch Locations
450 E Main St, Warrensburg, IL 62573 • United States
501 Market St, Evansville, IL 62242 • United States
1414 S Main St, Red Bud, IL 62278 • United States
1309 Swanwick St, Chester, IL 62233 • United States
800 Chester Center, Chester, IL 62233 • United States
219 Market St, Prairie Du Rocher, IL 62277 • United States
1320 W Market St, Red Bud, IL 62278 • United States
3795 N Woodford St, Decatur, IL 62526 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments | Waterloo | IL | 05/2010 | 04/2017 |
| Pnc Bank | Waterloo | IL | 11/2009 | 04/2017 |
| Pnc Investments | Pittsburgh | PA | 04/2017 | 12/2018 |
| Midwestern Securities Trading Co. Llc | East Peoria | IL | 12/2018 | 07/2019 |
| Buena Vista National Bank | Chester | IL | 12/2018 | Present |
| Lpl Financial Llc | Chester | IL | 07/2019 | Present |
1. 7/31/2019 - Arbonne International - Not Investment Related - Home Based - Outside/W-2 Employment - Started 07/07/2019 - 20 Hours Per Month/0 Hours During Securities Trading - Time Spent 15% - CONSULTANT FOR SKINCARE, HEALTH, AND WELLNESS PRODUCTS. 2. 7/31/2019 - Buena Vista Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 08/01/2019 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 2010-09-01 |
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