Emily M Dannenhoffer

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2017 → 01/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
• 10/2017 → 12/2017
  Unemployed
  Charlotte, NC
• 02/2016 → 09/2017
  Bridgewater Associates
  Westport, CT
• 05/2018 → 01/2020
  Bank Of America, N.A.
  Charlotte, NC
• 01/2020 → Present
  Ubs Financial Services, Inc.
  Charlotte, NC

Previous Registrations

• 2018-03-15 → 2020-01-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC

Exams

• S66 Uniform Combined State Law Examination
  2018-03-14

Other Names

• Emily M Lindberg