Heather Dawn Jacroux Mcclain

Employer firm

Prospera Capital Management, LLC CRD 330390

$344M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → 03/2026
  The Vanguard Group, Inc.
  Scottsdale, AZ
• 08/2014 → 03/2026
  Vanguard Marketing Corporation
  Scottsdale, AZ
• 08/2014 → 03/2026
  Vanguard Advisers, Inc.
  Scottsdale, AZ
• 03/2026 → Present
  Prospera Capital Management, Llc
  Gilbert, AZ

Previous Registrations

• 2014-08-27 → 2026-03-17
  Vanguard Advisers, Inc.
  Scottsdale, AZ
• 2006-07-11 → 2013-12-03
  Usaa Financial Planning Services
  Phoenix, AZ
  San Antonio, TX

Other Businesses

NAME OF BUSINESS: HACIENDA ROYALE HOA BOARD INVESTMENT RELATED ADDRESS: PHOENIX, AZ NATURE OF BUSINESS: HOA BOARD POSITION: BOARD MEMBER START DATE: 12/2023 APPROXIMATE HOURS/MONTH: 10 HOURS DEVOTED DURING TRADING HOURS: 2 DUTIES: CONDUCT BOARD AND COMMUNITY MEETINGS, REVIEW AND APPROVE INVOICES, MEET WITH VENDORS

Exams

• S63 Uniform Securities Agent State Law Examination
  2006-12-13
• S65 Uniform Investment Adviser Law Examination
  2006-03-08

Designations

• Certified Financial Planner

Other Names

• Heather Dawn Jacroux