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Employer firm

Nationwide Investment Advisors, LLC CRD 142373

$16.7B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Nationwide Investment Advisors, Llc

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2017-12-08
  • OH RA
    APPROVED
    Since 2017-12-08

Branch Locations

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Columbus OH 08/2015 02/2017
Pnc Bank Columbus OH 08/2015 02/2017
The Huntington National Bank Reynoldsburg OH 03/2017 11/2017
The Huntington Investment Company Columbus OH 04/2017 11/2017
Nationwide Investment Services Corp Columbus OH 12/2017 Present
  • 08/2015 → 02/2017
    Pnc Investments
    Columbus, OH
  • 08/2015 → 02/2017
    Pnc Bank
    Columbus, OH
  • 03/2017 → 11/2017
    The Huntington National Bank
    Reynoldsburg, OH
  • 04/2017 → 11/2017
    The Huntington Investment Company
    Columbus, OH
  • 12/2017 → Present
    Nationwide Investment Services Corp
    Columbus, OH
Other Businesses

--Position: Owner Company/Employer: Rental Property Location: 704 Wilke Pl, 1104, Columbus, OH 43230 Start Date: 03/01/2022 Hours Devoted Monthly: 4 Hours During Trading Hours: 0 Investment Related: No --Position: Co-Owner Company/Employer: AKY RENTALS LLC Location: 282 Lincolnshire Road, Columbus, OH 43230 Start Date: 10/01/2022 Hours Devoted Monthly: 1 Hours During Trading Hours: 0 Investment Related: No --Position: Assistant Company/Employer: AKY HOMES Location: Gahanna, OH Start Date: 08/02/2026 Hours Devoted Monthly: 3 Hours During Trading Hours: 0 Investment Related: No

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-02-19
S63 Uniform Securities Agent State Law Examination 2015-10-05
  • S65 Uniform Investment Adviser Law Examination
    2016-02-19
  • S63 Uniform Securities Agent State Law Examination
    2015-10-05
Other Names
  • Kaichi Yang
  • Kai-Chi Yang

View on SEC IAPD

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