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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-05-19
  • TX RA
    APPROVED
    Since 2021-05-19

Branch Locations

Corpus Christi, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp Portland TX 06/2013 01/2022
Rj Alfaro Insurance Agency Portland TX 06/2013 03/2021
State Farm Insurance Portland TX 04/2021 01/2022
State Farm Investment Management Corp. Portland TX 05/2021 01/2022
State Farm Investment Management Corp Corpus Christi TX 02/2022 Present
State Farm Insurance Corpus Christi TX 02/2022 Present
State Farm Vp Managment Corp Corpus Christi TX 02/2022 Present
  • 06/2013 → 01/2022
    State Farm Vp Management Corp
    Portland, TX
  • 06/2013 → 03/2021
    Rj Alfaro Insurance Agency
    Portland, TX
  • 04/2021 → 01/2022
    State Farm Insurance
    Portland, TX
  • 05/2021 → 01/2022
    Portland, TX
  • 02/2022 → Present
    Corpus Christi, TX
  • 02/2022 → Present
    State Farm Insurance
    Corpus Christi, TX
  • 02/2022 → Present
    State Farm Vp Managment Corp
    Corpus Christi, TX
Previous Registrations
  • 2011-01-03 → 2012-09-18
    Brownsville, TX
    Brownsville, TX
    Brownsville, TX
    Albuquerque, NM
    San Antonio, TX
  • 2010-09-17 → 2011-01-03
    Wells Fargo Investments, Llc
    Brownsville, TX
    Albuquerque, NM
    Brownsville, TX
Other Businesses

1) RCAM Rentals LLC; Investment- related;4122 Azali Dr Corpus Christi TX 78414; Owner;3/22/2022;2;0; Short Term Rental business - purchasing condos for partial vacation rentals 2) RJ Adrian Barbecue; non- investment related; 2117 Escondido Portland, TX 78374; Patent on barbecue accessories; President, Owner; 01/20/2021; 2;0. 3) RCAM Enterprises LLC; 2117 Escondido Portland TX 78374; Entity holds the building my agency is housed in; Owner, President; 02/12/2021; 2;0; Pay bills and cosigner on the checking account, lending and borrowing activities, control of the checkbook, make deposits in the checking account, review bank statements. 4) RCAM Rentals; investment related; 2117 Escondido, Portland, TX 78374; Condominium purchase for personal use and occasional rental; Owner/President; 01/03/2022; 2 Mo/0 Mo; Administrative duties to manage property.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-09-16
S63 Uniform Securities Agent State Law Examination 2010-08-19
  • S65 Uniform Investment Adviser Law Examination
    2010-09-16
  • S63 Uniform Securities Agent State Law Examination
    2010-08-19
Designations
  • Chartered Financial Consultant
Other Names
  • Rj Alfaro

View on SEC IAPD

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