Dawn M Koger

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2010 → 01/2018
  Jp Morgan Chase Bank Na
  Willowbrook, IL
• 10/2012 → 03/2020
  J.P. Morgan Securities Llc
  Hinsdale, IL
• 01/2018 → 03/2020
  Jp Morgan Chase Bank, N.A.
  Willowbrook, IL
• 03/2020 → Present
  Lpl Financial, Llc
  Downers Grove, IL

Previous Registrations

• 2012-10-25 → 2020-03-17
  J.P. Morgan Securities Llc
  Hinsdale, IL
  Willowbrook, IL

Other Businesses

1)03/2020 - DBA for LPL Business (entity for LPL business) - Professional Wealth Advisors, LLC - 100% - INVESTMENT RELATED - DOWNERS GROVE, IL 60515 2)03/2020 - DBA for LPL Business (entity for LPL business) - PWA - 100% - INVESTMENT RELATED - DOWNERS GROVE, IL 60515

Exams

• S66 Uniform Combined State Law Examination
  2012-09-19
• S63 Uniform Securities Agent State Law Examination
  2010-06-25