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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-08
  • TX RA
    APPROVED
    Since 2022-09-08

Branch Locations

6950 Tpc Dr, Mckinney, TX 75070 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Na Dallas TX 05/2010 12/2017
Collin County Community College Plano TX 08/2004 12/2016
J.P. Morgan Securities Llc Mckinney TX 10/2012 09/2022
Self Gunter TX 11/2014 Present
Jp Morgan Chase Bank Na Allen TX 12/2017 09/2022
Jpmorgan Chase Bank, N.A. Allen TX 01/2018 09/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mckinney TX 09/2022 Present
Bank Of America N.A. Mckinney TX 10/2022 Present
  • 05/2010 → 12/2017
    Jp Morgan Chase Bank Na
    Dallas, TX
  • 08/2004 → 12/2016
    Collin County Community College
    Plano, TX
  • 10/2012 → 09/2022
    Mckinney, TX
  • 11/2014 → Present
    Self
    Gunter, TX
  • 12/2017 → 09/2022
    Jp Morgan Chase Bank Na
    Allen, TX
  • 01/2018 → 09/2022
    Jpmorgan Chase Bank, N.A.
    Allen, TX
  • 09/2022 → Present
    Mckinney, TX
  • 10/2022 → Present
    Bank Of America N.A.
    Mckinney, TX
Previous Registrations
Other Businesses

I "993245",Name of OBA: Janie Feliz,Address: Gunter, TexasInvestment Related: N,Position, Title, Association: OtherEmployee Start Date: 9/12/2022No Hours: 5 hrs annuallyNo Hours during trading: 0Duties: Singer / Songwriter. Occasionally may perform gigs, or concerts, or receive royalty checks for published music.I*: 1715287Entity Type: Charitable OrganizationName of OBA: Arthritis FoundationAddress: Atlanta, GeorgiaInvestment Related: NoPosition, Title, Association: Leadership Board for North Texas.Employee Start Date: 10/2024Number of Hours: 104 hrs annuallyNumber of Hours during trading: 0Duties: Corporate engagement chair. reaching out to community for sponsorship to finding a cure. Through my own personal networking with businesses, friends and family discuss the impact they would have in finding a cureI*: 2125269Entity Type: CharitableName of OBA: Arthritis FoundationAddress: Atlanta, GA 30309Investment Related: NoPosition, Title, Association: Board MemberEmployee Start Date: 01/01/2025Number of Hours: 2 hrs weeklyNumber of Hours during trading: 0 Duties: Board Chair for the Arthritis Foundation North Texas Leadership Board years 2025 and 2026: Responsible for recruiting board members, responsible for helping other committee and board members have definable goals to help Arthritis Foundation succeed with revenue goals, volunteer for the Walk to cure arthritis and jingle bell runI*: 2124289Entity Type: For ProfitName of OBA: Home Town Comfort SolutionsAddress: Gunter, TX 75058Investment Related: NoPosition, Title, Association: General Partner/Managing MemberEmployee Start Date: 06/01/2025Number of Hours: 0Number of Hours during trading: 0Duties: This is my Husbands Heating and Air Conditioning Business LLC, we listed the business as Member Managed, 51% me and 50% my husband. My husband will do heating and AC installation, repair and maintenance on residential and commercial properties and is licensed contractor to do so. I*4523278 Entity Type: Fiduciary Role Name of OBA: J F L TTEE B N L TTEE U/A DTD 06/22/2023 Address: Gunter, Texas, 75058 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 05/11/2026 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Spouse

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-27
S63 Uniform Securities Agent State Law Examination 2010-07-16
  • S66 Uniform Combined State Law Examination
    2017-11-27
  • S63 Uniform Securities Agent State Law Examination
    2010-07-16
Other Names
  • Janie F Rodriguez
  • Janie F Rodriguez
  • Janie F Lehmer

View on SEC IAPD

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