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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-27
RI RA APPROVED 2017-03-25
  • TX RA
    APPROVED
    Since 2024-02-27
  • RI RA
    APPROVED
    Since 2017-03-25

Branch Locations

134 Turnpike Rd Suite 300, Southborough, MA 01772 • United States

Princeton, MA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities, Inc Southorough MA 04/2015 03/2017
Massmutual Life Insurance Co Southborough MA 07/2016 Present
Mml Investors Services, Llc Southborough MA 03/2017 Present
  • 04/2015 → 03/2017
    Metlife Securities, Inc
    Southorough, MA
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Southborough, MA
  • 03/2017 → Present
    Southborough, MA
Previous Registrations
  • 2015-04-14 → 2017-03-25
    Msi Financial Services, Inc.
    Southborough, MA
Other Businesses

(1)NAME: ANDREW JOYCE INV REL: Y ADD: 134 TURNPIKE RD, SUITE 300, SOUTHBOROUGH, MA 01772 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 08/2011 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DUTIES: LIFE, ACCIDENT,HEALTH, LTD, LTC, AND FIXED ANNUITIES (2)NAME: ARCM PROPERTIES INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: SIMPLE RENTAL PROPERTY POSITION: OWNER START DATE: 05/01/2023 NO. HR/MO: 4 NO. HR/MO DUR TRADING: 0 (3)NAME: MECHANICS HALL INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: BOARD SERVICE POSITION: FINANCE CHAIR - BOARD OF DIRECTORS START DATE: 08/01/2025 NO. HR/MO: 2 NO. HR/MO DUR TRADING: 2 DUTIES: PURELY CONSULTATIVE DUTIES. NO HANDLING OF FUNDS AND NO CONTROL OVER ANY ACCOUNTS. CONSULT WITH EMPLOYEES OF MECHANICS HALL AND VOTE ON SPENDING ITEMS AND ALLOCATION OF FUNDS FOR GENERAL OPERATING PUURPOSES OF THE HALL.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-03-02
S63 Uniform Securities Agent State Law Examination 2011-11-04
  • S65 Uniform Investment Adviser Law Examination
    2015-03-02
  • S63 Uniform Securities Agent State Law Examination
    2011-11-04
Designations

View on SEC IAPD

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