Lukas Ray Smith

Current Employers

Employment History

• 10/2014 → 09/2016
  Ubs Financial Services
  Nashville, TN
• 09/2016 → 12/2021
  Sageguard Financial Group, Llc
  Goodlettsville, TN
• 07/2021 → Present
  Alphastar Capital Management Llc
  Cornelius, NC
• 12/2022 → Present
  Sageguard Financial Group, Llc
  Goodlettsville, TN

Previous Registrations

• 2021-07-16 → 2023-04-20
  Alphastar Capital Management
  Goodlettsville, TN
  Cornelius, NC
• 2016-09-07 → 2021-12-07
  Sageguard Financial Group, Llc
  Goodlettsville, TN
• 2014-10-07 → 2016-09-13
  Ubs Financial Services Inc.
  Nashville, TN
  Weehawken, NJ
• 2011-09-12 → 2013-04-03
  Equitable Advisors, Llc
  Franklin, TN
  Cookeville, TN
  Franklin, TN

Other Businesses

Lukas Ray Smith is a licensed insurance agent. From time to time, he will offer clients advice or products from this activity. Clients should be aware that these services pay a commission and involve a possible conflict of interest, as commissionable products can conflict with the fiduciary duties of a registered investment adviser. SageGuard Financial always acts in the best interest of the client; including in the sale of commissionable products to advisory clients. Clients are in no way required to implement the plan through any representative of SageGuard Financial in their capacity as a licensed insurance agent. SageGuard Financial 3066 Business Park Circle Goodlettsville TN 37072 Investment Related

Exams

• S66 Uniform Combined State Law Examination
  2011-09-09

Other Names

• Lukas Smith