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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2022-05-13 |
Branch Locations
3400 188Th St Sw Ste 500, Lynnwood, WA 98037 • United States
555 110Th Ave Ne 10Th Fl, Bellevue, WA 98004 • United States
Snohomish, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Seattle | WA | 10/2012 | 05/2022 |
| Martha Lake Holdings Llc | Snohomish | WA | 03/2014 | 01/2021 |
| Wells Fargo Clearing Services, Llc | Bellevue | WA | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 2010-07-02 |
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