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1500 Main St 25Th Floor, Springfield, MA 01115-1001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2019-10-07 |
| MA | RA | APPROVED | 2014-09-22 |
Branch Locations
1500 Main St 25Th Floor, Springfield, MA 01115-1001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| St. Germain Securities | Springfield | MA | 05/2010 | 12/2024 |
| St. Germain Investment Management, Inc. | Springfield | MA | 05/2010 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-09-05 |
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