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Christine M Andrzejewski

St. Germain Investment Management

Springfield, MA

CRD 5795403

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Employer firm

St. Germain Investment Management CRD 155186

$3.79B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
St. Germain Investment Management

1500 Main St 25Th Floor, Springfield, MA 01115-1001 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2019-10-07
MA RA APPROVED 2014-09-22
  • NH RA
    APPROVED
    Since 2019-10-07
  • MA RA
    APPROVED
    Since 2014-09-22

Branch Locations

1500 Main St 25Th Floor, Springfield, MA 01115-1001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
St. Germain Securities Springfield MA 05/2010 12/2024
St. Germain Investment Management, Inc. Springfield MA 05/2010 Present
  • 05/2010 → 12/2024
    St. Germain Securities
    Springfield, MA
  • 05/2010 → Present
    St. Germain Investment Management, Inc.
    Springfield, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-09-05
  • S65 Uniform Investment Adviser Law Examination
    2014-09-05

View on SEC IAPD

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RAYMOND JAMES & ASSOCIATES, INC. · SPRINGFIELD, MA
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