Kyle Andrew Glaab

Employer firm

Spc CRD 110692

$6.10B regulatory AUM 4,483 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-03-17
MI	RA	APPROVED	2011-02-11

TX RA
APPROVED_RES

Since 2022-03-17
MI RA
APPROVED

Since 2011-02-11

Branch Locations

37229 Huron River Drive, New Boston, MI 48164 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sigma Financial Corporation	Ann Arbor	MI	10/2010	Present
Creative Ins. Planning	New Boston	MI	05/2010	10/2024
Sigma Planning Corporation	Ann Arbor	MI	02/2011	Present

10/2010 → Present

Sigma Financial Corporation

Ann Arbor, MI
05/2010 → 10/2024

Creative Ins. Planning

New Boston, MI
02/2011 → Present

Sigma Planning Corporation

Ann Arbor, MI

Other Businesses

1. AS AN INDEPENDENTLY LICENSED INSURANCE AGENT, I AM APPOINTED WITH VARIOUS INSURANCE COMPANIES. 2. President - Third Gen Financial, Inc. Pass through entity for compensation received. Start date: 11/1/16, < 5 hrs/mo, all during trading hours. 3. dba - Individual Financial Planning, LLC, New Boston, MI. Start date: 5/10/19, approx. 10 hrs/mo. INV REL: Y 4. Notary Public - Oakland County, MI. Provide notary services on an as-needed basis. Start date: 11/3/21, less than 1 hr/mo. INV REL: N

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-01-20

S66 Uniform Combined State Law Examination

2011-01-20

Designations

Certified Financial Planner

View on SEC IAPD