Joanne M Kinniard

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2013-06-25
IL	RA	APPROVED	2013-04-24

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Oak Brook	IL	04/2013	Present
Bank Of America, N.A.	Oak Brook	IL	09/2015	Present

04/2013 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Oak Brook, IL
09/2015 → Present

Bank Of America, N.A.

Oak Brook, IL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-11-07
S63	Uniform Securities Agent State Law Examination	2010-08-14