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1095 W Rio Salado Parkway Suite 201, Tempe, AZ 85281-2610 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-04-09 |
| AZ | RA | APPROVED | 2012-03-01 |
Branch Locations
1095 W Rio Salado Pkwy Ste 201, Tempe, AZ 85281 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc | Phoenix | AZ | 07/2010 | 06/2024 |
| Johnson Financial Advisors | Tempe | AZ | 02/2012 | Present |
| Osaic Wealth, Inc. | Tempe | AZ | 06/2024 | Present |
1. JOHNSON FINANCIAL ADVISORS - IAR 2. JOHNSON FINANCIAL ADVISORS, FINANCIAL PLANNING, VICE PRESIDENT OF INVESTMENTS & ADVISOR, TIME SPENT 50% 3. JOHNSON FINANCIAL ADVISORS POSITION: Sales NATURE: Insurance broker - sales of life insurance INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2010 ADDRESS: 1095 W Rio Salado Pkwy #201, Tempe AZ 85281 DESCRIPTION: Insurance broker - sales of life insurance 4. JOHNSON FINANCIAL ADVISORS - RIA POSITION: Vice President of Investments NATURE: Registered Investment Advisory firm INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 80 START DATE: 05/01/2010 ADDRESS: 1095 W Rio Salado Pkwy #201, Tempe AZ 85281, United States DESCRIPTION: Investment advisor - trading, managing client accounts, etc 5. JOHNSON FINANCIAL ADVISORS - INSURANCE POSITION: Sales NATURE: Insurance broker - sales of life insurance INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2010 ADDRESS: 1095 W Rio Salado Pkwy #201, Tempe AZ 85281, United States DESCRIPTION: Insurance broker - sales of life insurance
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-12-17 |
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