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Keith Thomas Boudreau

LPl Enterprise, LLC

Champlin, MN

Maple Grove, MN

CRD 5794941

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-11-14
  • MN RA
    APPROVED
    Since 2024-11-14

Branch Locations

Champlin, MN • United States

7201 Forestview Lane N, Maple Grove, MN 55369 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Plymouth MN 05/2010 Present
Pruco Securities, Llc. Plymouth MN 05/2010 11/2024
Lpl Enterprise, Llc Maple Grove MN 11/2024 Present
Previous Registrations
  • 2013-10-28 → 2024-11-14
    Pruco Securities, Llc.
    Brooklyn Center, MN
    St. Louis Park, MN
    Maple Grove, MN
    West St. Paul, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-11-14
S63 Uniform Securities Agent State Law Examination 2010-06-28
  • S65 Uniform Investment Adviser Law Examination
    2011-11-14
  • S63 Uniform Securities Agent State Law Examination
    2010-06-28

View on SEC IAPD

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