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6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2022-04-18 |
| IA | RA | APPROVED | 2021-10-21 |
Branch Locations
1815 Boyson Rd, Hiawatha, IA 52233 • United States
6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cns Corporation | Kansas City | MO | 05/2010 | 02/2019 |
| N.I.S Financial Services, Inc. | Kansas City | MO | 05/2010 | 10/2021 |
| Ozark National Life Ins. | Lee's Summit | MO | 05/2010 | 10/2021 |
| Private Client Services | Hiawatha | IA | 10/2021 | Present |
| Prime Capital Investment Advisors, Llc | Overland Park | KS | 10/2021 | Present |
1) Prime Capital Investment Advisors, LLC. 6201 College Blvd, Ste 150, Overland Park, KS 66211. Sale/service of fee based asset management services. 160 hrs/mo; 140 during trading hrs. 2) PCRM, LLC doing business as Prime Capital Risk Management, investment-related, 6201 College Blvd., Suite #150, Overland Park, KS 66211, fixed-insurance products, insurance agent, 02/2022, 1hrs./mo., 10 hrs., sale and service of fixed-insurance products, including through non-affiliated Insurance Marketing Organizations (IMOs)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-07-03 |
| S63 | Uniform Securities Agent State Law Examination | 2010-10-26 |
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