Best Investors Account Sign in
Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2022-02-23
  • WI RA
    APPROVED
    Since 2022-02-23

Branch Locations

720 E Wisconsin Ave, Milwaukee, WI 53202 • United States

Milwaukee, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Funds Distributor Llc Menomonee Falls WI 05/2010 01/2022
Northwestern Mutual Investment Services Llc Milwaukee WI 01/2022 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2022 Present
Allspring Funds Management Menomonee Falls WI 12/2016 01/2022
Allspring Funds Distributor Menomonee Falls WI 05/2010 01/2022
  • 05/2010 → 01/2022
    Wells Fargo Funds Distributor Llc
    Menomonee Falls, WI
  • 01/2022 → Present
    Milwaukee, WI
  • 01/2022 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 12/2016 → 01/2022
    Allspring Funds Management
    Menomonee Falls, WI
  • 05/2010 → 01/2022
    Allspring Funds Distributor
    Menomonee Falls, WI
Previous Registrations
Other Businesses

POWER OF ATTORNEY, KIONTA CROCKETT, 521 S OAK PARK CT, MILWAUKEE, , WISCONSIN, 53214, UNITED STATES OF AMERICA, POA/EXECUTOR, START DATE: 1/1/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, FINANCIAL POWER OF ATTORNEY FOR A FRIEND; NOT INVESTMENT-RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-23
  • S66 Uniform Combined State Law Examination
    2010-07-23
Other Names
  • Stephanie E Jordon

View on SEC IAPD

More in Milwaukee, WI

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor